Our Team


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Finance & Compliance Expert,
Chartered Financial Analyst,
Bridge Builder and Influencer

Kuldip Ghosh

Kuldip is also a Compliance specialist with over 22+ years of experience in Financial Services providing end to end compliance coverage for Stock, Commodities and Currencies Broking, Research, Investment Advisory, PMS, Alternative Investment Fund and FPI. He has all the right credentials to make a difference with his valuable contributions, as he has done in all his professional assignments.

He has demonstrated extraordinary skills in interfacing with the Regulatory (SEBI) & Exchange authorities in India and has exceptional hands on experience in effectively managing compliances related to the running of a Stock Broking, Depository and Wealth Management business.

In addition to his excellent domestic regulatory management, he had also developed a deep understanding of the International Regulatory Compliance's related to the Financial Conduct Authority (FCA – UK) and Financial Services Commission (FCS – Mauritius) during the latter part of his career.

He has actively played the role of a bridge builder and influencer between various functions of the Business, Sales and the Corporate Enterprise teams that have not only resulted in increased business volumes but also reduced operating costs.

He has a proven ability to develop and implement fully Compliant strategies in Operations and Risk Management as per the Industry Best Practices whilst partnering business in Revenue Generation and Growth.

Kuldip's colleagues know him as a highly creative individual who can always be trusted to come up with a new approach. As a leader, he has always earned the respect of his team which has enabled him to build highly motivated units focused on achieving the end goal.

Kuldip has completed his PGDBA in Finance & IT from IBS and CFA and PGDFA from ICFAI.
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